Category Archives: Commitment Based Management

Evolving Email – Guest Blog by David Creelman

David Creelman (www.creelmanresearch.com) has been a thought leader on human capital management issues for more than 10 years.   He writes extensive, thought-provoking papers and speaks frequently at industry conferences.  I reached out to David back in 2011 to gather his reactions to the work we were beginning at 4Spires.  In response, he wrote the following blog post.  Two years on, David’s observations are even more relevant.  He writes:

“The biggest untapped opportunity for organizational effectiveness is email.

Managerial and professional staffs spend a big hunk of every day on email. It is the single most important means for control, coordination and communication. Yet how much time does HR invest in creating the means so that this tool for control, coordination and communication is used effectively?

One stumbles a bit here, because while HR leaders can imagine providing training on using email, the broader sense that HR should “create the means to make email more effective” (to repeat my own awkward phase) feels outside the scope of the function. Yet if HR doesn’t grab hold of this, who will?

Let me ease the discomfort by pointing to something concrete. I recently spoke to David Arella of 4Spires. He reached out to me because of things I’d written about conversation as a technology. My point was that managers spend 80% of their time in conversation, and making those conversations effective is by no means simple; HR should think of conversations as a sophisticated “technology” for getting things done, not just a trivial everyday act. Arella is interested in “managed conversations” and because many, even most, conversations take place in email—and because email has all the opportunities that come with any online technology—Arella is interested in email.

The starting point is the recognition that conversation is not just about sharing information. A big part of conversation is about making commitments. You ask me to do something by some date. I reply that I will do it. That kind of promise is the key to control and coordination.

The theoretical underpinning for this is speech act theory. If you are a keener like me you will have read the background work by philosophers JL Austin and John Searle, but the practical application of speech act theory comes from Fernando Flores. Flores elucidated the small number of elements of a conversation that results in commitments. Basically it starts with a person making a request, and then someone accepting it, rejecting it or making a counter-offer. When the request is fulfilled and acknowledged as suitable, that commitment cycle is complete.

Flores believes that if people are deliberate about these key elements of conversation, organizations would work more effectively. What better way to enable this than to add functionality to email that helps clarify and track the conversations that manage commitments? This is exactly what 4 Spires is attempting to do.

If you are old enough and geeky enough, you will remember that 4Spires is not the first to try this. Flores himself created an communication application called the Coordinator which attempted to enforce his view of how conversations should be conducted. This wasn’t a success, and my understanding is that it was due to overzealousness on Flores’ part. You wanted to send an email saying “Great game last night!” and the Coordinator would make you decide if that was a request, a counter-offer or whatever. Arella has learned from this experience and has a system that is much lighter on its feet; it gives you the option of a disciplined email conversation that manages commitments but imposes nothing.

Let’s imagine you are running a project that involves 5 or 6 people and a few of their own direct reports. Everyone knows this kind of project can be hard to keep track of. Is everyone doing what they are supposed to? Has something fallen off the rails? Project management software is not suited to this sort of thing; it’s more trouble than it’s worth. But if your email program is tracking who has committed to what by when, then there is an automatically generated record of what is going on. It becomes easy to see “What are the things Joe is supposed to be doing?” or “What deliverables ought to be back to me today?” Tracking who is doing what by when, need not be a separate activity, it happens automatically simply by ticking a few boxes. This is the new face of project management.

One thing that also falls out of this simple commitment tracking is who has done what, who is done on time, and who is consistently late on meeting their commitments. As always, any metric is simply the launch pad for more investigation, but if an employee is consistently late it raises the question of whether the employee is overworked, under skilled or simply poor at estimating how long something will take. This is important management insight. It’s the new face of performance management.

Having structured data online about conversations and commitments leads to many possibilities: potentially you can look at all the commitments an employee has made; you can look at all the deliverables you expect this week; you can see if elements of your project are being held up by people who have made, but not fulfilled, commitments to your own direct reports.

Management is mainly about conversations, and important conversations are about commitments. Most commitments are made by email and so if we track this we can manage it. It’s that simple.

Email is the biggest thing to happen in management in the past few decades, but we’ve kind of just let it happen. We’ve never really grabbed hold of it as the powerful tool it is. If a whole department can worry about the control tool of accounting; why not pay similar attention to the much more expansive tool of email?

Managed conversations in the 4Spires way is not the only thing you can do to improve email. The point is to realize that in email we have a monster of a tool; investment in managing that tool better could have an extraordinary impact on organizational effectiveness.”

Elevating Employee Engagement – New Technology Can Make a Difference

Improving employee engagement is a perennial management concern.  While difficult to quantify, there is little debate that engaged employees contribute more to the enterprise.  An HR executive recently summarized the keys to improving engagement with three words: “Respect, Empower, Inspire.”

Ok, fine, but how does a company or manager do this exactly?  Beyond admonitions to managers, what specific behaviors can managers employ?  I suggest one key lever to focus on is how managers communicate with their staff, i.e., what words are used, what are the conversational patterns, what are the means of following-up and reaching closure, etc.  These are “systematic behaviors” that can be observed and strengthened with an eye to increasing respect and empowerment.

I am referring here to the ground-breaking work by Drs. Fernando Flores and Terry Winograd who developed the model of a “conversation for action” that embodies a new pattern of communication between work colleagues.  First of all, each work conversation begins with a “request”.  Not an “assignment” that presumes a one-up and one-down relationship between the parties, but a “request” which acknowledges from the start the mutual dependency and the associated respect due to the performer.  Just using the words “can you. . .” changes the mood of the whole work delivery conversation.

The second stage of the conversation is equally powerful.  The performer is provided the opportunity, as a respected equal, to “negotiate” their response to the request.  The performer is empowered to say what they can and cannot commit to.  No more just assigning a task with a person’s name on it and a due date.  Rather, an actual agreement with a performer who is empowered to respond with what they can accomplish by when.  Note, also, that providing this measure of autonomy to the performer is the quid pro quo for clarifying subsequent accountability for delivery.  Accountability is baseless without negotiation.  If the performer never has room to say no (i.e. decline a request), then how can you trust a yes?

The work conversation proceeds full circle with a clear delivery of the agreed outcome followed by the manager’s acceptance and praise or critique.  A successful cycle inspires the next one.  Trust, a key element of engagement, is built along the way from repeated cycles.

So, the next question is how do you instantiate these behaviors throughout the organization?

We believe technology can improve engagement by guiding and facilitating a “managed conversation” between requesters and performers.  4Spires has developed a new generation of social task management software that combines task and relationship management.  It goes right to the heart of the engagement question with a specific and tangible intervention that can change the conversation content and dynamics.  The software acts as a third party to the conversation by prompting the use of specific words and responses and by assuring explicit closure of the conversation.  The tool is an expression of new practices and new behaviors.  Helping individuals make and keep their commitments builds engagement.

 

“Until one is committed…” quoting the correct author

Because of the work I do regarding the importance of making and keeping commitments, as well as the paths I have chosen to follow that express personal commitments I have made in my life,  I have often found inspiration in the following quote that is attributed to Johann Wolfgang von Goethe from his work, Faust:

“Until one is committed, there is hesitancy, the chance to draw back. Concerning all acts of initiative (and creation), there is one elementary truth, the ignorance of which kills countless ideas and splendid plans: that the moment one definitely commits oneself, then Providence moves too. All sorts of things occur to help one that would never otherwise have occurred. A whole stream of events issues from the decision, raising in one’s favor all manner of unforeseen incidents and meetings and material assistance, which no man could have dreamed would have come his way. Whatever you can do, or dream you can do, begin it. Boldness has genius, power, and magic in it. Begin it now.”

Thanks again to the wonders of the internet, which now contains nearly the entire knowledge of all mankind (our modern day equivalent to the Royal Library of Alexandria, the ancient world’s single largest collection of knowledge), I stumbled upon a question as to whether this quote is correctly attributed to Goethe.  Here is what I found.

The Goethe Society of North America investigated this very subject over a two-year period ending in March 1998. The Society got help from various sources and after extensive research they and others have discovered that the “Until one is committed…” quotation often attributed to Goethe is in fact by William Hutchinson Murray (1913-1996), from his 1951 book entitled The Scottish Himalayan Expedition.  Murray’s book (J.M. Dent & Sons Ltd, London, 1951) details the first Scottish expedition in 1950 to the Kumaon range in the Himalayas, between Tibet and western Nepal. The expedition, led by Murray, attempted nine mountains and climbed five, in over 450 miles of mountainous travel. The book is out of print and can cost over $100 from used book sellers.

The attribution to Goethe no doubt added a bit more cache to the quote, but I am nevertheless still indebted to the correct author, and therefore felt compelled to set the record straight here.  Please pass it on.

 

 

 

Book Review – “Conversations for Action and Collected Essays” by Fernando Flores

First, I am impressed with how well the information in this book has stood the test of time. I might even go further and say that the material is more relevant in today’s work culture than it was 30 years ago when it was written. Our modern, technology-connected, but personally-disconnected life can certainly benefit from improving how we converse with each other. Dr. Flores offers an astute analysis of how we communicate, from the basic linguistic elements through an appreciation for background concerns, flow, moods, and trust. He deconstructs our everyday exchanges with other people into their essential elements and then constructs a compellingly simple model of the back and forth “dance” that goes on to achieve shared action. The “conversation for action” loop he developed 3 decades ago remains a powerful model for improving knowledge worker productivity.

In particular, I found the discussion of autonomy vs. accountability very relevant in the context of our current generation of workers. Along with shifts toward less loyalty to company and increasing worker mobility, we can sense a growing demand for increasing autonomy in how (and where) work is conducted. There are obvious benefits to this trend, including increased employee engagement and innovation, but maintaining efficient coordination may be more challenging. Adherence to the conversation for action model adds clarity and a modicum of rigour to work conversations that can make accountability explicit and visible. A growing number of case studies attest to the improvements in collaboration the model provides.

The book offers valuable insights like the following:

— We all make “characterisations” of others and of ourselves. We say “he is trustworthy,” “she is unreliable,” “I’m bad with numbers.” “These features are not real; they only exist in conversation…when we forget that characterisation is a conversation, we perpetuate our competencies and incompetencies, and those of others…grounded characterisations allow us to have productive conversations; these are conversations for moving forward together rather than staying stuck in the present.”

— Our background mood affects how we perceive the world and the people around us and how we behave. A person’s mood is driven by their vision of the future. “A common belief is that the future is basically an extension of what is going on today.” To manage moods, therefore, it is necessary to create a different understanding about the future. Dr. Flores suggests “the most important key to generating moods of challenge, confidence, and ambition is to understand that people create the future in the commitments they make to each other and the actions they take together…we invent the future together.” There is key information in this section for any group leader to consider.

— “Leadership is a phenomenon of the conversations of a team, not of an individual. A team participates in a set of ongoing conversations among people who commit to share an explicitly declared mission and to coordinate actions to fulfil the mission. The leader takes action to ensure that these conversations take place and that they are assessed by the team to be effective. The leader is the person who is granted authority by the team to take care of these conversations in an ongoing manner.”

— Language is central to being social. “We build networks of people with whom we participate in conversations.” These are not one-way messages like “take out the trash” or “do this task,” but rather two-way conversations in which two or more individuals share their background concerns, negotiate agreements for taking action together, and continuously develop a shared assessment of how the work and their relationship is progressing. These are the kind of principles we should be mindful of as we design modern work management systems.

Perhaps the gem of the whole book, however, is the last chapter “On Listening.” Using examples as seemingly far apart as a used car salesman and Lech Walesa, Dr. Flores presents an entirely new approach to the practice of listening. Exhibiting keen observation skills, the author exposes the mechanics of dysfunctional conversation patterns that are immediately recognisable and then presents a new model for listening that can achieve genuine engagement between people with entirely different backgrounds. We see how the traditional training on listening skills is flawed, and we learn an observable, but radically new way of participating in conversations that any reader can utilize and benefit from.

My one reservation with the book is that I was left wanting more examples of these principles in practice. The everyday examples in the book are used only for explanatory purposes. I think the book would have benefited from the inclusion of some case studies where the ideas made a difference. I know they’re out there…perhaps in the second edition?

CommitKeeper selected as finalist in Global Awards for Excellence in Knowledge Worker Innovation

In April 2013, Future Strategies Inc. invited 4Spires to submit a case study in their annual search for excellence in “knowledge worker innovations”.  Our case study described how our Fleet One customer has used CommitKeeper to improve the productivity of their marketing department.  The press release below announces our selection as a finalist in this prestigious competition.

May 22, 2013—Boston, Mass. The Workflow Management Coalition (WfMC) is pleased to announce the finalists for the 2013 Global Awards for Excellence in Adaptive Case Management.

In 2011, WfMC inaugurated a Global Awards program for Adaptive Case Management (ACM) case studies to recognize and focus upon ACM use cases. Adaptive Case Management represents a new approach to supporting knowledge workers in today’s leading edge organizations. ACM provides secure, social collaboration to create and adapt goal-oriented activities that enable informed decision-making using federated business data and content.


Finalists were selected by a 16-person program committee comprising experts in this field. Committee leader, Max J. Pucher said, “The submitted ACM solutions in 2013 are focused on showing the financial return of being a leading business that uses state-of-the-art technology. While forefront ACM functionality such as evolutionary process improvement by business performers is used by only a few entries,, the ‘Design-by-Doing’ aspect of ACM is widely represented. The spectrum of verticals this year is proof for the wide-ranging applicability of Adaptive Case Management concepts.”

Co-sponsored by WfMC and BPM.com, these prestigious awards recognize user organizations worldwide that have demonstrably excelled in implementing innovative ACM solutions. Award winners will be announced at a special virtual awards ceremony on June 27th at ACM Live.
There are seven categories this year:
  • Back Office
  • Construction and Big Projects
  • Financial
  • Legal and Courts
  • Public Sector
  • Shipping and Logistics
  • Knowledge Worker Innovation
The 2013 finalists (in alphabetical order) across all categories are:
1.    Axle Group Holdings Ltd., nominated by EmergeAdapt
2.    CargoNet AS, nominated by Computas AS
3.    Department of Transport, South Africa, nominated by EMC Corporation
4.    Directorate for the Construction of Facilities for EURO 2012, nominated by PayDox Business Software
5.    Fleet One, nominated by 4Spires
6.    Info Edge Pvt. Ltd, nominated by Newgen Software Technologies Ltd
7.    National Courts Administration of Norway, nominated by Computas AS
8.    Texas Office of the Attorney General Crime Victim Services Division, nominated by IBM
9.    U.S. Department of Housing and Urban Development (HUD), nominated by AINS, Inc.
10.  UBS Bank, nominated by Whitestein Technologies

WfMC Chairman and founder of the ACM Awards program, Keith Swenson commented on the strength of the entries, “This year brings a significant maturing of the field of entries,” said Swenson. “We see well-rounded mainstream use cases with lots of knowledge workers as participants who use the system to innovate their processes every day. In domains where thinking matters, they show that there is a real business case, and the return on investment is really incredible.”

“This distinguished group of finalists survived very high standards and tight scrutiny by a discriminating panel of judges, representing the top influencers in our field” noted WfMC Executive Director Nathaniel Palmer. “Now in its third year, the Excellence in Adaptive Case Management program reflects not only a thriving global market for case management, but clearly demonstrates the value this sector offers to businesses and governments worldwide.”

More details on case study requirements and the finalists can be found online at www.adaptivecasemanagement.org.  Finalists receive additional recognition by having their case studies published in the 2013 edition in the ACM Excellence Series by Future Strategies Inc., following the success of  “Taming the Unpredictable” in 2011 and “How Knowledge Workers Get Things Done” in 2012.  The Workflow Management Coalition (WfMC) and BPM.com jointly sponsor the annual Global Awards for Excellence in ACM.  The Awards program is managed by Future Strategies Inc.

For further information:

www.adaptivecasemanagement.org
Layna Fischer (Awards Director)
Future Strategies Inc.
awards@FutStrat.com

“Conversations for Action” – Perspectives on the Design of Cooperative Work

 

In 1987, Terry Winograd, Professor Emeritus, Computer ScienceStanford University wrote a compelling paper ‘A Language/Action Perspective on the Design of Cooperative Work’ which was published in Human-Computer Interaction 3:11 (1987-1988), 3-30.

In the article, Winograd describes what he and his fellow collaborator, Dr. Fernando Flores, called ‘Conversations for Action’ which he asserts form the central fabric of all cooperative work.  “Language is the primary dimension of human cooperative activity.”   Winograd concluded that a language-action perspective would play a major role in developing the field of ‘computer-supported cooperative work’.

He was right, but it has taken more than 25 years and several software attempts to realize his vision.  4Spires is the most recent company to design work management software based on this perspective.

Below is a synopsis of the Winograd article:

People act through language.  The language-action perspective focuses on the form; the meaning and use of language to get things done.  A ‘conversation for action’ follows a certain structure – one party (A) makes a request to another (B).  Each party interprets a future course of action that will satisfy the request.  B can accept (and thereby commit to an outcome), decline, or propose a counter-offer with alternative conditions.  Each of B’s ‘moves‘ then lead to different ‘moves‘ by A, and the conversation can be seen as a dance that eventually leads to a mutual understanding that the requested action has been done or that the conversation is complete without it having been done.

The perspective deals with the structure and coordinated sequence of acts by A and B rather than the actual doing of whatever is needed.  Conversations for action are the central coordinating structure for human organizations.

“We work together by making commitments so that we can successfully anticipate the actions of others and coordinate them with our own. The emphasis here is on language as an activity, not as the transmission of information or as the expression of thought.”

Winograd (and we) are concerned with designing computer systems that support these conversations for action.  Email is still the dominant electronic communication tool, though email does not provide sufficient structure to properly support taking cooperative action.  Email, for example, offers only one, generalized way to begin a conversation – ‘compose email’, and it does not offer any distinction between information sharing and making a request.

The system Winograd and Flores conceived allows for a user to initiate a ‘request’ form which prompts the user to specify a performer, others who will receive copies, a related domain of interest, and a description of the desired outcome and due date.

The recipient, on the other hand, is prompted with the various options for responding (e.g. Agree, Decline, or Counter-Offer) that are generated by a conversational state interpreter.  At each stage of the conversation the user is presented with a display of only those actions that could sensibly be taken next by the current speaker (i.e. A or B).  The program deals with the structure of the conversation, not the content.

“The system has no magic to coerce people to come through with what they promise, but it provides a straightforward structure in which they can review the status of their commitments, alter those commitments they are no longer in condition to fulfill, make new commitments to take care of breakdowns and opportunities appearing in their conversations, and generally be clear (with themselves and others) about the state of their work.”

Unlike email, the basic unit of work is a conversation, not a message.  Rather than just linking email messages by the use of Re: in headers, each message belongs to a conversation.  This key distinction enables a much more powerful retrieval and monitoring of work in progress.  To begin with, answers to basic questions like who has the ball, and what do I have to do next become readily apparent.  Messages can be retrieved based on status, or stage (e.g. open or closed), or role (e.g. performer or observer), or domain (e.g. goal or account), etc.

The system replaces typing parts of the contents of an open email message with more direct and structured interactions which are more efficient.  It is a generic tool in the sense that it is intended for a particular kind of communication (i.e. taking cooperative action) without regard for the topic or functional domain.  It is not built for arbitrary sequences of messages, but for the requests, promises and completions that are at the heart of coordinated work.

Systems designed to support conversations for action are not intended to replace face-to-face verbal interactions, or to lessen the importance of interpersonal relations.  Language acts, in general, can be less effective in the absence of personal relationships.  Much of business involves meetings and the social acts of persuasion, negotiation, and, at times, argument.  Trust is developed and built-up over time and is a key factor to productivity along with the mood and motivation of individuals.  Systems, however, can add substantial value by recording and tracking these agreements and work tasks.

Winograd’s article lays out a compelling case for a new generation of tools designed specifically to support conversations for action.  Email is as inadequate to this purpose today as it was 25 years ago when he wrote the article.  Like Winograd, we here at 4Spires believe the basic unit of cooperative work is a conversation that turns into a commitment to act.  Our solutions draw their differentiation from this work management perspective.

4Spires Welcomes New Customer – Fleet One

4Spires is happy to kick off the New Year by welcoming our newest customer – Fleet One.

Fleet One® provides fuel cards and fleet-related payment solutions to businesses and government agencies with vehicles. The firm offers fuel and maintenance purchasing controls, detailed reporting, online account management, and other cost-saving services.  Our CommitKeeper solution was acquired for use by Fleet One’s marketing department.

Business Situation

As with most marketing departments, Fleet One needed to handle many projects simultaneously, and each one demanded close coordination of many participants (e.g. art, copy, procurement, production, etc.) against tight deadlines.  Multiple people and groups are often involved in each project.  It was not uncommon for the department to be working on 150 tasks, but only 50 projects.  In addition, Fleet One’s Vice President, Marketing, Stacey Bright, identified two specific challenges; they needed a solution that could easily link main projects to supporting tasks and one which provided an easy-to-read, understand, and manage project summary that showed the status of any individual task at any time.  Prior to CommitKeeper, Fleet One had used Microsoft Outlook’s task system, but this product does not permit supporting tasks, making it hard to effectively manage and review the status of each project, every deliverable, and each employee’s status.  Without a proper work management solution, managing all 150 tasks in Outlook was untenable.   Stacey had been looking for a solution for a long time.  Work and project management solutions were too cumbersome and task tools were not robust enough.

Solution

Once the marketing group began using Salesforce, Stacey was delighted to find 4Spires‘ Salesforce version of our CommitKeeper product on the AppExchange.  Marketing now has the ability to assign secondary tasks within a commitment.  They have completed 200 plus commitments in less than three months across 59 active projects.  Stacey can tell at a glance where each project stands – negotiation, in progress, delivered, accepted, canceled or declined –  along with a complete audit trail.  The department now has the ability to understand where its time and efforts are being utilized.  The group-individual making the request is identified and the associated budgeted hours are captured.

By using CommitKeeper’s Observer feature, the Marketing VP is able to provide executive management with a simple summary dashboard to review and update every project.  Requests for new projects from other departments are entered in CommitKeeper so the marketing department can negotiate clear delivery agreements.  The Marketing VP is now managing down, up, and across the organisation with one integrated tool.  CommitKeeper has improved oversight, coordination, and business processes within Stacey’s team and across the company.

Stacey summed it up this way: “CommitKeeper is a fantastic solution.  It is very easy to use which equates to getting people to accept the solution; the team has already ‘committed’ to the program 100%.  The 4Spires team is top notch and really made the decision to use the solution an easy proposition.  They have been extremely supportive from day 1 and continue to work with my team. This is a great company and Fleet One looks forward to their long-term success.”

Thanks, Stacey, welcome to the group.

 

Bringing the Social Model to Human Capital Management

John Wookey, Executive Vice President, Social Applications at Salesforce.com , published “Why Human Capital Management Really Needs a Social Model” on TLNT (www.tlnt.com) in the May 2, 2012 issue.

http://www.tlnt.com/2012/05/02/why-human-capital-management-really-needs-a-social-model/

Without diminishing what John has written, I want to elaborate upon and recommend counterpoints and further enhancements to the general themes he espouses.  I will elaborate on five quotes from the article:

1.     “People-centric systems should promote connection, communication, and collaboration.  That is the core of the social enterprise”. 

At face value, this statement is true.  There are, however, various ‘flavors’ of connection, communication, and collaboration that offer and support alternate objectives.

As commonly practiced, the social enterprise advocates promote a one-to-many communication paradigm in which each individual broadcasts information out to everyone in the group.  Examples include:

  • Project team members share their personal goals with the whole team.
  • Individuals send out queries company-wide seeking help.
  • Shared document edits are seen by everyone.
  • Coworkers award badges to each other in an open feedback forum.

The benefits can be readily appreciated, but there are also limitations to these practices:

  • Participation can be spotty; some people participate a lot (sometimes too much), others not at all.
  • Kudos are happily awarded, while critiques are rarely entered.
  • Broadcasting needs and gathering input from a larger and larger social group has value, but social networks do a poor job coordinating work and actually taking action.
  • Groups tend to diffuse responsibility; information sharing is very different from accountability.
  • Too much sharing can challenge a healthy respect for privacy and appropriate confidentiality.

Lastly, due to its more random nature, a one-to-many forum produces little hard data from which to develop meaningful performance metrics.

Moving forward the most effective social enterprises will blend the one-to-many social paradigm with its newer counter-part, the one-to-one paradigm: two specific people having a focused interaction.  It is still about connection, communication, and collaboration, but at a granular level taking action involves a performer delivering some outcome to someone else who can assess the completeness and express specific satisfaction.

This dialog can be either private (visible only to the two parties) or open (visible to a broader group of interested parties).  The key principle is the authenticity and personal integrity of the two parties.  This emphasis is less freewheeling than the one-to-many paradigm, but this more disciplined communication drives greater intimacy and personal accountability by making commitments explicit and tracking each deliverable.  Accountability and engagement are made palpable, and tracking deliveries against commitments yields a wealth of actionable metrics.

2.     “Lack of meaningful information is the hallmark and curse of every legacy HR system.”

This comment is perhaps a bit overstated; though the point has merit.  I would urge, however, that while creating a social enterprise will render new information, the data’s meaningfulness has limits.  Tuning in to the social buzz around what has been called the ‘enterprise social water cooler’ can certainly provide a more real-time picture of employee concerns than a survey.  Employees can share comments and suggestions that may result in improved operations.  Badges awarded to colleagues can be accumulated at review time.

I submit, however, the inherent diffusion of a large social group, coupled with its anonymity and randomness of participation severely limits real meaningful metrics.

3.     “Making the [performance management] process collaborative – and allowing people to commit – creates and fosters a real dialogue across an organization.” 

I have spent years studying, and understanding the process and practices associated with making commitments.  Commitments are, indeed, what really drive actions.   But just making performance management ‘collaborative’ does not get stuff done.  Commitments can and, to be most effective, should be publicly shared, but the actual formation of a commitment is a person-to-person endeavor.  Some enterprises are certainly moving away from command-and-control practices and toward more bottom-up participation and engagement.  On the other hand, the actual process of making and tracking commitments, plus the feedback and metrics associated with delivering on those commitments, requires more discipline and rigor than is typically offered in purely social one-to-many dialogues.

4.     “Feedback should be open and collaborative…which results in transparency, trust, and alignment”. 

This observation is certainly overstated.  Sure, some feedback can be more open and it is fine to get kudos from colleagues in other departments, but other client-customer or manager-employee/performer feedback (one could even argue the most important feedback) should certainly not be done in an open forum.  And it is oversimplified to make the leap that open and collaborative communication automatically yields more transparency and trust.

5.     “A social HCM system still supports the creation of formal reviews and metrics-based assessments.” 

Yes, sharing goals with the group and accumulating badges and feedback from colleagues across the enterprise is a step beyond the old 360review process, but providing metrics-based assessment, not so much.

Meaningful metrics rely on facts that are documented and comparable.  The system for collecting data must be structured and consistent across the entire enterprise.  These are not typically the qualities of a purely social, one-to-many network.  The evolving complementary one-to-one social systems will add an important adjunct that can provide meaningful metrics.

 

The social enterprise is coming and with it comes a wealth of new opportunities. But, let’s include in our enthusiasm an appropriate understanding of the deeper practices and behaviors we all seek to transform, as well as the new communication structures that will actually support performance improvement.

One Simple Behavior to Elevate Employee Engagement

There is a growing recognition of the close relationship between an organization’s performance and its employee engagement.  Many observers share a concern that employee engagement is in decline; which is directly affecting how an organization internally and externally meets its obligations.  There is particular concern regarding Millennials.  (For an overview of this age group read The Millennials.)

This article describes one specific management behavior that can elevate engagement.

In a recent article Arthur Lerner, Principal at Arthur Lerner Associates, has done a nice job of describing a hierarchy of the levels of engagement.  He writes:

“This isn’t precisely what Senge et al wrote in The Fifth Discipline, but close and slightly expanded. (The original had four types of compliance – grudging, formal, ‘regular’, and genuine, and require comment to differentiate.  I’ve substituted the words below, which includes adding in coercion as the lowest level, probably needing a line above it because it connotes no willingness.)

It was written well before the current passion for engagement, and has served well in my experience to differentiate some of what others have pointed to in this discussion already.  It presumes leader-follower/hierarchical relationship. Read the following from bottom up:

Enrolled
Committed
__________
Volunteering
Supportive
Cooperative
Compliant
Obedient
Coerced

From the bottom, each higher stage indicates a greater degree in the willingness to subordinate to do what a leader (organization) wants, in particular via greater ‘buy-in’ to the vision and perhaps the goals that underlay what is asked. . .  As it stands, with no explanation, it does not include ways to attain the stages in terms of intrinsic or extrinsic rewards, etc.  The line between volunteering and being committed indicates an internal shift from doing – even enthusiastically – what the ‘other wants’ to taking on internal ownership for the behavior or result desired.  Enrolled connotes going beyond commitment in that someone who is enrolled so fully cares about and wants to see the success that s/he will carry forth even in the absence of a prior leader of the effort.  One could collapse some of the stages as shown, but the drift is definite, and the line is a distinctive qualitative divider.  I won’t go into connections between the stages and progression between them and issues of motivation, enthusiasm, engagement etc. but they are many.”

I like this hierarchy; we can all recognize the levels.  But how do we make changes that move engagement up the hierarchy?  What are the work practices and manager behaviors that can move the needle?

One dimension that is both practical and observable is the character of the dialog that’s going on between the parties.  For the bottom five levels (Coerced through Supportive) the conversation is top-down.  In fact, there is no real dialog at all.  The manager-leader simply tells the team members what they must do.  This ranges from a direct order, with consequences, to a stated need.  The ‘demand’ or assignment changes in style (i.e. harsh direct order to kindly assignment) but not in character.  “I need this done by you by this date”.  It’s a statement.

At the Volunteering level there is a fundamentally different type of conversation.  At this level and for the first time, an actual two-way person-to-person or manager-to-employee dialog occurs.  The difference is the manager asks a question rather than making a statement (e.g. “I need this done, which one of you can get it done?”)  The performer, aware of the need, responds with an explicit agreement to fill the need.  Even though the dialog is still a bit ‘tilted’ in favor of what the manager wants, there is at least an opening for a response to express willingness by the performer.

Something very different happens when moving up to the Committed level.  To get to this level, there must be a genuine dialog between two individuals, more or less on equal footing, where the performer is making an explicit agreement to deliver.  The key change is that this conversation starts with a request (e.g. “Can you complete this project or task by Friday?”) versus beginning with a statement.

What follows is equally important.  The performer has the ability to respond by saying yes, no or by proposing an alternate completion date.  They are able to negotiate what they are able to successfully complete by a specific deadline or make a counter-offer to the request.  Most importantly, with the real opportunity to negotiate, they make a commitment (e.g. “I will get this done for you by next Monday.”).  This statement expressing “ownership” by the performer is the hallmark of the jump to the Committed level in the hierarchy of engagement.

The top level in the hierarchy is Enrolled.  At this stage, the engagement is spontaneous, even anticipatory.  As with the other levels, this one is also characterized by a certain type of dialog.  This level is characterized not by requests from the manager, but by offers from the performers; e.g. “I understand what needs to be done, have the time, resources, and enthusiasm to get it done, and therefore I am making an offer to do it.”).  Again, the performer is engaged in a negotiation with the manager-customer that results in a clear commitment for delivery.

While I readily grant the substantial over-simplification of a complex issue, managers who want to increase engagement can begin by changing one thing – the character of the dialog with the performer(s).  Changing statements to requests is a good first start.  This simple step releases the power of the performer to respond at a higher level of engagement.

 

 

5 Disruptive Practices That Boost Commitment

Talking is good; taking action together is better.  At the end of the day, what really matters and defines each of us on an individual, group and organization level is what was executed.  In any organization, all accomplishments are the result of individuals taking action together.  What a simplistic thing to say.

And yet, there exist many flaws in how we take action together.  People make vague requests.  Actual performers are unspecified.  Delivery dates are proposed without confirmation – if they are mentioned at all.  Agreements to deliver, when they are defined, shift and derail without a clear dialog between the person requesting or expecting an outcome and the performer(s).  Outcomes and deliveries are submitted willy-nilly.  Expressions of satisfaction, or not, with the delivery are absent.

Worse than these mechanical flaws, we are all familiar with the attendant interpersonal breakdowns.  Team members are silent about their cynicism toward the proposed requests.  Real engagement by employees is lacking.  People work on their favored assignments and leave other tasks to decay.  Low trust that deliveries will be met on time forces a need for backup systems and frequent check-ups by “management”.  Can we not recognize and acknowledge that the current model of working together is broken?

There is nothing in what I’ve just outlined that is unfamiliar to every reader.  We all have allowed (even colluded) in this “system” for a long time.  Isn’t it time to disrupt the existing system and try a new approach which provides results and benefits to all parties?  Let’s get back to basics and recreate our working relations around the golden rule:  “Say what you’re going to do, and do what you said”.

The core of this idea is making/remaking our work agreements personal.  Saying out loud, “I intend to accomplish the following by this date”, has powerful implications for both the speaker and the audience.

  • The speaker articulates their personal understanding of the desired outcome.
  • Accountability is taken on; the speaker has assumed ownership.
  • Giving voice creates commitment and in so doing discretionary effort is invoked to make good on the commitment.
  • Transparency builds trust.  Customer confidence is increased many fold.

The quality of the ensuing dialog between performer and customer moves from vague assumptions to clear agreements. Our word creates a bond with another person.  Personal honor and reputation are now at stake.

The following five simple, but profound, practices describe what such a system would actually look like:

(1)  Make requests and offers, not assignments. Clarify roles involved in this action – some one person is the performer and some one person will be recipient/customer for the delivery.  This practice is not limited to hierarchical roles; requests go down, up, and sideways throughout the organization.  This is the step that sets up the conversation for action between two people.  Others are/may be stakeholders and observers but let’s be clear on who is being asked, or who is offering, to deliver what to whom.  It’s personal!

(2)  Make clear agreements. Clarify expectations and negotiate commitments.  Say no if you mean no; unless you can say no, there is not the possibility of a committed yes.  This is the part about “saying what you’re going to do”.

(3)  Keep communications going between the requestor and the performer throughout the delivery stage.  Stuff happens along the way.  Agreements are not guarantees, but agreements must be honored.

(4)  Present the deliverable explicitly, i.e. the performer says “here is what I said I would deliver” or “this is why I could not deliver”.  This is the essence and evidence of accountability.

(5)  Last, but by no means least, the recipient/customer must acknowledge and assess the delivery.  Honesty and truth demand an assessment as to whether the delivery met the original expectations.  Answering the question – were you satisfied? – completes the cycle and assures closure.  This underutilized practice is the minimum quid pro quo to the effort of the performer and serves to represent the customer’s accountability to honor the agreement.  Moreover, these are often the “golden moments” when feedback can enhance both future performance and trust.

Summary

We have colluded to make task delivery conversations vague and impersonal.  Our common work practices are packed with inefficiencies that dilute personal accountability.  We need to get back to basic fundamentals by saying what you’ll do and doing what you say.